*Pages 1--5 from Microsoft Word - 5463.doc* Federal Communications Commission DA 00- 2812 _____________________________________________________________________________________________ Before the FEDERAL COMMUNICATIONS COMMISSION Washington, D. C. 20554 In the Matter of ) ) Part 68 Waiver Requests of ) File Nos.: ) Actiontec Electronics, Inc. ) NSD- L- 00- 205 Cisco Systems ) NSD- L- 00- 217 Zoom Telephonics ) NSD- L- 00- 218 GVC Corporation ) NSD- L- 00- 219 Askey Computer Corp. ) NSD- L- 00- 220 Askey Computer Corp. ) NSD- L- 00- 221 Askey Computer Corp. ) NSD- L- 00- 222 Efficient Networks, Inc. ) NSD- L- 00- 228 Polycom, Inc. ) NSD- L- 00- 229 Polycom, Inc. ) NSD- L- 00- 230 Ambit Microsystems Corporation ) NSD- L- 00- 235 Linksys Group Incorporated ) NSD- L- 00- 236 Conexant Systems, Inc. ) NSD- L- 00- 237 Dataquest Technology, Inc. ) NSD- L- 00- 238 MAC System Co., Ltd. ) NSD- L- 00- 239 Turbocomm Tech. Inc. ) NSD- L- 00- 243 Accton Tecnology Corporation ) NSD- L- 00- 244 Telmax Communications Corporation ) NSD- L- 00- 245 Xircom, Inc. ) NSD- L- 00- 246 Pctel, Inc. ) NSD- L- 00- 247 Lucent Technologies Inc. ) NSD- L- 00- 248 Askey Computer Corp. ) NSD- L- 00- 250 Motorola Inc. ) NSD- L- 00- 252 CIS Technology Inc. ) NSD- L- 00- 253 Aztech Systems, Ltd. ) NSD- L- 00- 255 Broadband Gateways, Incorporated ) NSD- L- 00- 256 GVC Corporation ) NSD- L- 00- 257 E- Tech. Inc. ) NSD- L- 00- 258 Samsung Electro- Mechanics Co. Ltd. ) NSD- L- 00- 259 CIS Technology Inc. ) NSD- L- 00- 260 Aceex Corporation ) NSD- L- 00- 261 ORDER Adopted: December 12, 2000 Released: December 13, 2000 1 Federal Communications Commission DA 00- 2812 _____________________________________________________________________________________________ 2 By the Chief, Network Services Division, Common Carrier Bureau: 1. The Commission has received petitions for waiver of 47 C. F. R. section 68.308( e)( 1) of its rules from the following parties who wish to register, under Part 68 of the rules, Asymmetrical Digital Subscriber Line (ADSL) modems that exceed the out- of- band signal power limitations of that section: 1 x Actiontec Electronics, Inc. on November 13, 2000 for its Model PD800T/ PCIADSL03C; x Cisco Systems on October 23, 2000 for its Cisco IAD 2421; x Zoom Telephonics on October 6, 2000 for its Zoom 0284- YY PCI ADSL Modem Board; x GVC Corporation on October 25, 2000 for its Models DSL- 8002E/ G2, DSL- 800U/ G2B USB ADSL modem; x Askey Computer Corp. on October 26, 2000 for its Model ALH010; x Askey Computer Corp. on October 26, 2000 for its Model ALH011; x Askey Computer Corp. on October 26, 2000 for its Model ALH012; x Efficient Networks, Inc. on November 6, 2000 for its Model Speedstream 8600; x Polycom, Inc. on November 6, 2000 for its Model NetEngine 6100- 4; x Polycom, Inc. on November 6, 2000 for its Model NetEngine 4000; x Ambit Microsystems Corporation on November 13, 2000 for its model Speedstream 5667; x Linksys Group Incorporated on November 13, 2000 for its Models USBDSL1 & BEFSMU31; x Conexant Systems, Inc. on November 9, 2000 for its Model TD02- D680- 021; x Dataquest Technology, Inc. on November 9, 2000 for its Messenger ADSL 100PCI Modem; x MAC System Co., Ltd. on November 9, 2000 for its Model MA08C; x Turbocomm Tech. Inc. on November 15, 2000 for its Model EA- 100, EA100; x Accton Technology Corporation on November 16, 2000 for its Model AM5002; x Telmax Communications Corporation on November 15, 2000 for its Models X200, X200B- EN- U, X200R- EN- U, SMC7003ADSL, and AT- AR240E; x Xircom, Inc. on November 16, 2000 for its Model PGADSL; x Pctel, Inc. on November 16, 2000 for its Model PCT1888N; x Lucent Technologies Inc. on November 16, 2000 for its Wildwire 1- 30000- 1; x Askey Computer Corp. on November 17, 2000 for its Model RTA030; x Motorola Inc. on November 22, 2000 for its Model ADSL NIM, REV 0; x CIS Technology Inc. on November 22, 2000 for its Model AR9300/ BEFSMU31; 1 An ADSL modem provides high bit- rate digital transmission concurrent with analog voice transmission over a single telephone line. 2 Federal Communications Commission DA 00- 2812 _____________________________________________________________________________________________ 3 x Aztech Systems, Ltd on November 30, 2000 for its Models DSL100U, DSL705P, DSL901E( B), DSL905E( B), DSL905E( R), DSL9100R, DSL330E( R), & DSL901E( R); x Broadband Gateways, Incorporated on December 4, 2000 for its Model EVOLO Series 2000; x GVC Corporation on December 5, 2000 for its Model DSL- 8001I/ L1A, DSL-801I/ L1A; x E- Tech. Inc. on December 5, 2000 for its Model A210; x Samsung Electro- Mechanics Co. Ltd. on October 2, 2000 for its AHT- N100; x CIS Technology Inc. on August 17, 2000 for its model WS- AD80USG; x Aceex Corporation on September 28, 2000 for its model ADSL- PRO. For the reasons discussed below, we grant these petitions, subject to the conditions in this Order. 2. Part 68 Registration Process. All terminal equipment sold in the United States and connected to the public switched telephone network (PSTN) must be registered under Part 68 of the Commission's rules. 2 The Part 68 registration process requires testing of a device to demonstrate that it conforms to specifications designed to prevent harm to the PSTN. 3 If tests show that an applicant's device meets these Part 68 requirements, the Commission issues a registration number for it, thereby permitting its sale and connection to the PSTN in the United States. A waiver of Section 68.308( e)( 1), as requested by the above- mentioned Petitioners, would allow Petitioners to submit their ADSL modems for Part 68 registration despite the fact that the modems do not meet the out- of- band signal limitations of section 68.308( e)( 1). A waiver of one or more requirements of Part 68 does not, however, excuse an applicant from this testing process. 3. Waiver Standard. The Commission will not waive any provision of its rules unless good cause is shown. 4 Under the relevant case law, the applicant has the burden of showing good cause for a waiver: "[ a] n applicant [for a waiver] faces a high hurdle even at the starting gate." 5 Nevertheless, an agency must take a "hard look" at applications for waiver 6 and must consider all relevant factors. 7 An agency must adhere strictly to its rules unless a party can 2 47 C. F. R. § 68. 2. 3 See FCC Form 730, Application Guide, Revision C - 273 (March 1997). 4 47 C. F. R. § 1.3. 5 WAIT Radio v. FCC, 418 F. 2d 1153, 1157 (D. C. Cir. 1969). 6 Id. 7 Citizens to Preserve Overton Park, Inc. v. Volpe, 401 U. S. 402, 416 (1971). 3 Federal Communications Commission DA 00- 2812 _____________________________________________________________________________________________ 4 show "reasons why in the public interest the rule should be waived." 8 Finally, "[ t] he agency must explain why deviation better serves the public interest and articulate the nature of the special circumstances to prevent discriminatory application and to put future parties on notice as to its operation." 9 4. Streamlined ADSL Waiver Process. On February 28, 2000, the Commission's Common Carrier Bureau released a Memorandum Opinion and Order granting Alcatel USA, Inc., (Alcatel) a waiver of Section 68.308( e)( 1) of the Commission's rules for a similar ADSL modem. 10 The Commission granted the waiver subject to two conditions (Alcatel conditions), which were corrected by erratum 11 to read as follows: the ADSL modem must (1) meet the transmitter spectral response requirements specified in Section 7.14 of T1. 413- Issue Two (1998), and (2) operate with an aggregate power of less than 12.5 dBm over the range 25.875 to 138 kHz as specified in Section 7.15 of the same document. 5. The Alcatel Waiver Order additionally established a streamlined process for Part 68 waivers of ADSL modems, eliminating the usual public notice and comment procedures if a petitioner certifies that the above two conditions are met. The Commission determined that because the ANSI T1. 413 - Issue Two (1998) standard for ADSL modems reflects a reasonable level of industry consensus on terminal equipment output limitations intended to protect the PSTN, we can rely on this standard in establishing a streamlined waiver process that will provide manufacturers and carriers the stability afforded by our Part 68 rules without the expense and delay associated with the rule making process. The Commission invited other parties able to meet the Alcatel conditions to file petitions for waiver of Section 68.308( e)( 1) in order to register ADSL modems. In addition, the Commission determined that further waivers would facilitate the market availability of such equipment, thus serving the public interest through increased innovation, consumer choice, and value. By serving the public interest, ADSL modems satisfy part one of the two- part analysis that the Commission has used in evaluating Part 68 waiver requests. By not harming the PSTN in accordance with the Alcatel conditions, they also satisfy the second part. 6. Discussion. All Petitioners cited above have certified that their devices are ADSL modems that comply with the two conditions specified in the Alcatel Waiver Order. Thus, we conclude, for the same reasons as in the Alcatel Waiver Order, that Petitioners have shown good cause for granting the requested waivers. Applications to register these devices under Part 68 of our rules may be submitted with this waiver. 8 FPC v. Texaco Inc., 377 U. S. 33, 39 (1964). 9 Northeast Cellular Telephone Company, L. P. v. FCC, 897 F. 2d 1164, 1166 (D. C. Cir. 1990). 10 Alcatel USA, Inc. Petition for Waiver of the Signal Power Limitations Contained in Section 68.308( e)( 1) of the Commission's Rules, Order, NSD File No. NSD- L- 99- 81, DA 00- 388 (rel. Feb. 28, 2000)( Alcatel Waiver Order). 11 Alcatel USA, Inc. Petition for Waiver of the Signal Power Limitations Contained in Section 68.308( e)( 1) of the Commission's Rules, Erratum, NSD File No. NSD- L- 99- 81, DA 00- 388 (rel. March 21, 2000). 4 Federal Communications Commission DA 00- 2812 _____________________________________________________________________________________________ 5 ORDERING CLAUSES 7. Accordingly, IT IS ORDERED, pursuant to authority delegated in Sections 0.91 and 0.291 of the Commission's rules, 47 C. F. R. §§ 0. 91, 0.291, and Section 1.3 of the Commission's Rules, 47 C. F. R. § 1.3, that the requests for waiver of Section 68.308( e)( 1) ) of the rules, 47 C. F. R. § 68.308( e)( 1) by Actiontec Electronics, Inc., Cisco Systems, Zoom Telephonics, GVC Corporation, Askey Computer Corp., Efficient Networks, Inc., Polycom, Inc., Ambit Microsystems Corporation, Linksys Group Incorporated, Conexant Systems, Inc., Dataquest Technology, Inc., MAC System Co., Ltd., Turbocomm Tech. Inc., Accton Technology Corporation, Telmax Communications Corporation, Xircom, Inc., Pctel, Inc., Lucent Technologies Inc., Motorola Inc., CIS Technology Inc., Aztech Systems, Ltd., Broadband Gateways, Incorporated, E- Tech. Inc., Samsung Electro- Mechanics Co. Ltd., Aceex Corporation ARE GRANTED to the extent stated herein. 8. IT IS FURTHER ORDERED that the petitions for waiver ARE GRANTED SUBJECT TO THE following conditions: that the devices (1) meet the transmitter spectral response requirements specified in Section 7.14 of ANSI T1. 413- Issue Two (1998), and (2) operate with an aggregate power of less than 12.5 dBm over the range 25.875 to 138 kHz as specified in Section 7.15 of the same document. FEDERAL COMMUNICATIONS COMMISSION L. Charles Keller Chief, Network Services Division Common Carrier Bureau 5