Federal Communications Commission DA 09-182 Before the Federal Communications Commission Washington, D.C. 20554 In the Matter of Pro Tech Monitoring, Inc. ) ) ) ) ) File No. EB-08-SE-159 Acct. No. 200932100042 FRN No. 0011314879 ORDER Adopted: February 5, 2009 Released: February 9, 2009 By the Chief, Spectrum Enforcement Division, Enforcement Bureau: 1. In this Order, we adopt the attached Consent Decree entered into between the Enforcement Bureau (“Bureau”) and Pro Tech Monitoring, Inc. (“Pro Tech”). The Consent Decree terminates an investigation of Pro Tech by the Bureau for possible violations of Section 302(b) of the Communications Act of 1934, as amended (“Act”),1 and Sections 2.803(a) and 90.203 of the Commission’s Rules (“Rules”)2 regarding the marketing and selling of a model of radio frequency transmitting equipment, specifically a Global Positioning System (“GPS”) based tracking device. 2. The Bureau and Pro Tech have negotiated the terms of the Consent Decree that resolve this matter. A copy of the Consent Decree is attached hereto and incorporated by reference. 3. After reviewing the terms of the Consent Decree and evaluating the facts before us, we find that the public interest would be served by adopting the Consent Decree and terminating the investigation. 4. In the absence of material new evidence relating to this matter, we conclude that our investigation raises no substantial or material questions of fact as to whether Pro Tech possesses the basic qualifications, including those related to character, to hold or obtain any Commission license or authorization. 5. Accordingly, IT IS ORDERED that, pursuant to section 4(i) of the Act,3 and sections 0.111 and 0.311 of the Rules,4 the Consent Decree attached to this Order IS ADOPTED. 6. IT IS FURTHER ORDERED that the above-captioned investigation IS TERMINATED. 1 47 U.S.C. § 302a(b). 2 47 C.F.R. §§ 2.803(a), 90.203. 3 47 U.S.C. § 154(i). 4 47 C.F.R. §§ 0.111, 0.311. Federal Communications Commission DA 09-182 2 7. IT IS FURTHER ORDERED that a copy of this Order and Consent Decree shall be sent by first class mail and certified mail, return receipt requested, to Steve Chapin, Chief Executive Officer and President, Pro Tech Monitoring, Inc., 2549 Success Drive, Odessa, Florida 33556 and Donna A. Balaguer, Esq., Fish & Richardson P.C., 1425 K Street, N.W., Washington, D.C. 20005. FEDERAL COMMUNICATIONS COMMISSION Kathryn S. Berthot Chief, Spectrum Enforcement Division Enforcement Bureau Federal Communications Commission DA 09-182 Before the Federal Communications Commission Washington, D.C. 20554 In the Matter of Pro Tech Monitoring, Inc. ) ) ) ) ) File No. EB-08-SE-159 Acct. No. 200932100042 FRN No. 0011314879 CONSENT DECREE The Enforcement Bureau (“Bureau”) and Pro Tech Monitoring, Inc. (“Pro Tech”), by their authorized representatives, hereby enter into this Consent Decree for the purpose of terminating the Bureau’s investigation of Pro Tech for possible violations of Section 302(b) of the Communications Act of 1934, as amended (“Act”),1 and Sections 2.803(a) and 90.203 of the Commission’s Rules (“Rules”)2 regarding the marketing and selling of radio frequency transmitting equipment, specifically a Global Positioning System based tracking device. I. DEFINITIONS 1. For the purposes of this Consent Decree, the following definitions shall apply: (a) “Act” means the Communications Act of 1934, as amended 47 U.S.C. § 151 et seq. (b) “Adopting Order” means an Order of the Bureau adopting the terms of this Consent Decree without change, addition, deletion, or modification. (c) “Bureau” means the Enforcement Bureau of the Federal Communications Commission. (d) “Commission” and “FCC” mean the Federal Communications Commission and all of its bureaus and offices. (e) “Compliance Plan” means the program described in this Consent Decree at paragraph 8. (f) “Effective Date” means the date on which the Bureau releases the Adopting Order. (g) “Investigation” means the investigation commenced by the Bureau’s July 16, 2008 letter of inquiry (“LOI”)3 to Pro Tech regarding possible violations of Section 302(b) of the Act and Sections 2.803(a) and 90.203 of the Rules. (h) “Parties” means Pro Tech and the Bureau. 1 47 U.S.C. § 302a(b). 2 47 C.F.R. §§ 2.803(a) and 90.203. 3 See Letter from Kathryn S. Berthot, Chief, Spectrum Enforcement Division, Enforcement Bureau, Federal Communications Commission to Steve Chapin, President and CEO, Pro Tech Monitoring, Inc. (July 16, 2008) (“LOI”). Federal Communications Commission DA 09-182 2 (i) “Pro Tech” means Pro Tech Monitoring, Inc. and its subsidiaries and its predecessors-in-interest and successors-in-interest. (j) “Rules” means the Commission’s regulations found in Title 47 of the Code of Federal Regulations. II. BACKGROUND 2. Pursuant to Section 302(b) of the Act and Sections 2.803(a) and 90.203 of the Rules, radio frequency devices subject to certification may not be marketed or sold unless authorized by the Commission in accordance with the applicable technical and administrative provisions of the Rules. 3. On July 16, 2008, the Bureau issued a letter of inquiry (LOI) to Pro Tech.4 The LOI directed Pro Tech, among other things, to submit a sworn written response to a series of questions relating to the marketing and selling of radio frequency transmitting equipment, specifically a Global Positioning System (“GPS”) based tracking device. Pro Tech responded to the LOI on August 29, 2008.5 III. TERMS OF AGREEMENT 4. Adopting Order. The Parties agree that the provisions of this Consent Decree shall be subject to final approval by the Bureau by incorporation of such provisions by reference in the Adopting Order without change, addition, modification, or deletion. 5. Jurisdiction. Pro Tech agrees that the Bureau has jurisdiction over it and the matters contained in this Consent Decree and has the authority to enter into and adopt this Consent Decree. 6. Effective Date; Violations. The Parties agree that this Consent Decree shall become effective on the date on which the Bureau releases the Adopting Order. Upon release, the Adopting Order and this Consent Decree shall have the same force and effect as any other Order of the Bureau. Any violation of the Adopting Order or of the terms of this Consent Decree shall constitute a separate violation of a Bureau Order, entitling the Bureau to exercise any rights and remedies attendant to the enforcement of a Commission Order. 7. Termination of Investigation. In express reliance on the covenants and representations in this Consent Decree and to avoid further expenditure of public resources, the Bureau agrees to terminate its investigation. In consideration for the termination of said investigation, Pro Tech agrees to the terms, conditions, and procedures contained herein. The Bureau further agrees that in the absence of new material evidence, the Bureau will not use the facts developed in this investigation through the Effective Date of the Consent Decree, or the existence of this Consent Decree, to institute, on its own motion, any new proceeding, formal or informal, or take any action on its own motion against Pro Tech concerning the matters that were the subject of the investigation. The Bureau also agrees that it will not use the facts developed in this investigation through the Effective Date of this Consent Decree, or the existence of this Consent Decree, to institute on its own motion any proceeding, formal or informal, or take any action on its own motion against Pro Tech with respect to Pro Tech’s basic qualifications, including its character qualifications, to be a Commission licensee or to hold Commission licenses or authorizations. 4 See LOI. 5 See Letter from Steve Chapin, Chief Executive Officer and President, Pro Tech Monitoring, Inc. to Marlene H. Dortch, Secretary, Federal Communications Commission (August 29, 2008) (“LOI Response”). Federal Communications Commission DA 09-182 3 8. Compliance Plan. For purposes of settling the matters set forth herein, Pro Tech agrees to maintain a Compliance Plan related to future compliance with the Act, the Commission’s Rules and the Commission’s Orders. The Compliance Plan will include, at a minimum, the following components: (a) Compliance Officer. Pro Tech will designate a senior corporate officer (“Compliance Officer”) who is responsible for administering the Compliance Plan. (b) Training. Pro Tech will retrain, and provide materials concerning Parts 2 and 15 of the Rules and the requirements of the Consent Decree to, all of its employees who are involved directly or indirectly in the marketing and distribution of the radio frequency products imported, marketed and sold by Pro Tech in the United States. (c) Compliance Reports. Pro Tech will file compliance reports with the Commission ninety (90) days after the Effective Date, twelve (12) months after the Effective Date, and twenty four (24) months after the Effective Date. Each report shall include a compliance certificate from the Compliance Officer stating that the Compliance Officer has personal knowledge that Pro Tech has established operating procedures intended to ensure compliance with this Consent Decree, together with an accompanying statement explaining the basis for the Compliance Officer’s compliance certification. All compliance reports shall be submitted to Chief, Spectrum Enforcement Division, Enforcement Bureau, Federal Communications Commission, 445 12th Street, S.W. Washington, D.C. 20554. All compliance reports shall also be submitted electronically to Linda Nagel at Linda.Nagel@fcc.gov and Ricardo Durham at Ricardo.Durham@fcc.gov. (d) Termination Date. Unless stated otherwise, the requirements of this Consent Decree will expire twenty four (24) months after the Effective Date. 9. Voluntary Contribution. Pro Tech agrees that it will make a voluntary contribution to the United States Treasury in the amount of seven thousand dollars ($7,000). The payment will be made within 30 days after the Effective Date of the Adopting Order. The payment must be made by check or similar instrument, payable to the order of the Federal Communications Commission. The payment must include the Account Number and FRN Number referenced in the caption to the Adopting Order. Payment by check or money order may be mailed to Federal Communications Commission, P.O. Box 979088, St. Louis, MO 63197-9000. Payment by overnight mail may be sent to U.S. Bank – Government Lockbox #979088, SL-MO-C2-GL, 1005 Convention Plaza, St. Louis, MO 63101. Payment by wire transfer may be made to ABA Number 021030004, receiving bank TREAS/NYC, and account number 27000001. For payment by credit card, an FCC Form 159 (Remittance Advice) must be submitted. When completing the FCC Form 159, enter the Account number in block number 23A (call sign/other ID), and enter the letters “FORF” in block number 24A (payment type code). Pro Tech will also send electronic notification on the date said payment is made to Linda.Nagel@fcc.gov and Ricardo.Durham@fcc.gov. 10. Waivers. Pro Tech waives any and all rights it may have to seek administrative or judicial reconsideration, review, appeal or stay, or to otherwise challenge or contest the validity of this Consent Decree and the Adopting Order, provided the Bureau issues an Adopting Order adopting the Consent Decree without change, addition, modification, or deletion. Pro Tech shall retain the right to challenge Commission interpretation of the Consent Decree or any terms contained herein. If either Party (or the United States on behalf of the Commission) brings a judicial action to enforce the terms of the Adopting Order, neither Pro Tech nor the Commission shall contest the validity of the Consent Decree or the Adopting Order, and Pro Tech shall waive any statutory right to a trial de novo. Pro Tech hereby agrees to waive any claims it may otherwise have under the Equal Access to Justice Act, 5 U.S.C. § 504 and 47 C.F.R. § 1.1501 et seq., relating to the matters addressed in this Consent Decree. Federal Communications Commission DA 09-182 4 11. Invalidity. In the event that this Consent Decree in its entirety is rendered invalid by any court of competent jurisdiction, it shall become null and void and may not be used in any manner in any legal proceeding. 12. Subsequent Rule or Order. The Parties agree that if any provision of the Consent Decree conflicts with any subsequent rule or Order adopted by the Commission (except an Order specifically intended to revise the terms of this Consent Decree to which Pro Tech does not expressly consent) that provision will be superseded by such Commission rule or Order. 13. Successors and Assigns. Pro Tech agrees that the provisions of this Consent Decree shall be binding on its successors, assigns, and transferees. 14. Final Settlement. The Parties agree and acknowledge that this Consent Decree shall constitute a final settlement between the Parties. The Parties further agree that this Consent Decree does not constitute either an adjudication on the merits or a factual or legal finding or determination regarding any compliance or noncompliance with the requirements of the Act or the Commission’s Rules and Orders. 15. Modifications. This Consent Decree cannot be modified without the advance written consent of both Parties. 16. Paragraph Headings. The headings of the Paragraphs in this Consent Decree are inserted for convenience only and are not intended to affect the meaning or interpretation of this Consent Decree. 17. Authorized Representative. Each party represents and warrants to the other that it has full power and authority to enter into this Consent Decree. Federal Communications Commission DA 09-182 5 18. Counterparts. This Consent Decree may be signed in any number of counterparts (including by facsimile), each of which, when executed and delivered, shall be an original, and all of which counterparts together shall constitute one and the same fully executed instrument. _______________________________ Kathryn S. Berthot Chief Spectrum Enforcement Division Enforcement Bureau ________________________________ Date ________________________________ Steve Chapin Chief Executive Officer and President Pro Tech Monitoring, Inc. ________________________________ Date