Federal Communications Commission Washington, D.C. 20554 December 30, 2013 DA 13-2479 Ms. Marianne Roach Casserly Alston & Bird, LLP 950 F St., NW Washington, DC 20004 RE: ET Docket No. 13-280 Dear Ms.Casserly: The Office of Engineering and Technology (OET) hereby grants the Petition for Waiver filed by Autoliv ASP, Inc. and Caterpillar, Inc. seeking temporary waiver of the emissions limits in Section 15.515(c) of the Commission’s rules. This waiver will permit Autoliv to continue to manufacture and market to Caterpillar until December 31, 2014 and for Caterpillar to import until that same date Autoliv’s C4 vehicular radars. These radars comply with the existing emissions limits of Section 15.515(c), but will not comply with the limits due to phase in on January 1, 2014 under that same rule. Autoliv makes a variety of radar detection devices for vehicles, including other radar models (Dually Compliant Vehicular Radars) that are compliant with the emissions limits that will go into effect on January 1, 2014. You state that in anticipation of the impending emissions limit change, Autoliv has successfully transitioned more than 99% of its radar sales to the Dually Compliant units and has been working diligently since mid-2011 to adapt these devices for Caterpillar’s use. However, radar systems for large industrial vehicles must be specifically designed for each vehicle type with its specific characteristics taken into consideration. In the case of Caterpillar’s Large Mining Trucks and Large Wheel Leaders, you discovered during the end of your validation testing that additional modifications to the radar networks using the Dually Compliant radars will be required to retain appropriate levels of detection and field of view for the safe operation of these vehicles. You anticipate that redesign and validation of radar systems for the subject Caterpillar vehicles using Dually Compliant radars will take through 2014 to complete. You explain that the Caterpillar vehicles cannot be operated safely without effective radar systems, due to their size and shape and their operating environment (often in mines and in narrow passageways). Accordingly, Caterpillar needs the requested temporary waiver in order to continue to equip the subject vehicles with the C4 radar systems through 2014, after which systems using compliant radars will be available from Autoliv. We are authorized to grant a waiver under Section 1.3 of the Commission's Rules if the petitioner demonstrates good cause for such action. (47 C.F.R. § 1.3. See also ICO Global 2Communications (Holdings) Limited v. FCC, 428 F.3d 264 (D.C. Cir. 2005); Northeast Cellular Telephone Co. v. FCC, 897 F.2d 1164 (D.C. Cir. 1990); WAIT Radio v. FCC, 418 F.2d 1153 (D.C. Cir. 1969).) Good cause, in turn, may be found and a waiver granted “where particular facts would make strict compliance inconsistent with the public interest.” (Northeast Cellular, supra at 1166; see also ICO Global Communications, supra at 269 (quoting Northeast Cellular); WAIT Radio, supra at 1157-59.) To make this public interest determination, the waiver cannot undermine the purposes of the rule, and there must be a stronger public interest benefit in granting the waiver than in applying the rule. ( See, e.g., WAIT Radio, supra at 1157 (stating that even though the overall objectives of a general rule have been adjudged to be in the public interest, it is possible that application of the rule to a specific case may not serve the public interest if an applicant's proposal does not undermine the public interest policy served by the rule); Northeast Cellular, supra at 1166 (stating that in granting a waiver, an agency must explain why deviation from the general rule better serves the public interest than would strict adherence to the rule).) Based on the information provided in your request, grant of a temporary waiver is appropriate. The purpose of the rule at issue is not likely to be undermined by grant of the waiver. The emission limits in the subject rule have evolved over time, with one standard applicable to equipment manufactured after January 1, 2005, another standard applicable to equipment manufactured after January 1, 2010, and yet another standard applicable to equipment manufactured after January 1, 2014. The Commission’s principal concern in adopting this rule and set of phased-in limits was the cumulative interference to passive sensing systems operating in the 23.6 to 24.0 GHz band on low earth orbiting satellites, including meteorological satellites, caused by “potentially tens of thousands of transportation vehicles employing these radar devices. (In re Revision of Part 15 of Commission's Rules Regarding Ultra-Wideband Transmission Systems, First Report & Order, ET Docket No. 98-153, 17 FCC Rcd. 7435, 7502 (2002).) Multiple factors, most notably the low density of vehicles, combine to clearly indicate that the impact of this waiver on the potentially affected satellites is likely to be negligible. This waiver will apply only for systems to equip the 900 vehicles anticipated to be manufactured during this one-year period, many of which, we note, will be sold to operators in other countries. We further note that these vehicles sometimes operate in mines, which would significantly attenuate the emissions from their radars. Grant of this waiver will serve the public interest by permitting the continuation of mining and earth moving activities without a diminution in the safety of operation of these large, expensive, valuable, and potentially dangerous vehicles. Finally, we note that Autoliv was diligent in its attempts to meet the timetable for the evolution of its radars, completing its modifications for 99% of its supply in a timely fashion, and was on track to completing systems for the subject vehicles on time when it discovered a problem understandably difficult to anticipate. 3Accordingly, pursuant to the delegated authority in Sections 0.31, 0.241, and 1.3 of the Commission’s Rules, 47 C.F.R. §§ 0.31, 0.241, 1.3, we waive the emissions limits of Section 15.515(c) of our Rules to allow Autoliv ASP, Inc. to continue to manufacture and market to Caterpillar, Inc. until December 31, 2014 and for Caterpillar to import until that same date Autoliv’s C4 vehicular radars only for systems to equip the 900 vehicles anticipated to be manufactured during this one-year period which comply with the January 1, 2010 emissions limits of Section 15.515(c). Sincerely, Julius P. Knapp Chief Office of Engineering and Technology