Federal Communications Commission DA 14-1376 Before the Federal Communications Commission Washington, D.C. 20554 In the Matter of KTGF License Corporation Licensee of Station KTGF Great Falls, Montana ) ) ) ) ) Facility I.D. No. 13792 NAL/Acct. 201441420021 FRN: 0021402961 NOTICE OF APPARENT LIABILITY FOR FORFEITURE Adopted: September 23, 2014 Released: September 23, 2014 By the Chief, Video Division, Media Bureau: I. INTRODUCTION 1. In this Notice of Apparent Liability for Forfeiture (“NAL”)1 we find that KTGF License Corporation (the “Licensee”), licensee of television station KTGF, Great Falls, Montana (the “Station”), apparently willfully and/or repeatedly violated the Commission’s Rules by: (1) failing to file timely the Station’s Children’s Television Programming Reports, in violation of Section 73.3526 (e)(11)(iii);2 (2) failing to report these violations in the renewal application, in violation of Section 73.3514(a);3 and (3) failing to provide accurate address information to assure that Commission documents or correspondence will promptly reach the Licensee or its representative, in violation of Section 1.5(b).4 Based upon our review of the facts and circumstances before us, we conclude that the Licensee is apparently liable for a monetary forfeiture in the amount of Twelve Thousand Dollars ($12,000). II. BACKGROUND 2. Section 73.3526 of the Rules requires each commercial broadcast licensee to maintain a public inspection file containing specific types of information related to station operations.5 As set forth in subsection 73.3526(e)(11)(iii), each commercial television licensee is required to prepare and place in its public inspection file a Children’s Television Programming Report (FCC Form 398) for each calendar quarter reflecting, inter alia, the efforts that it made during that quarter to serve the educational and informational needs of children. That subsection also requires licensees to file the reports with the Commission and to publicize the existence and location of the reports. 3. Section 73.3514(a) of the Rules provides that “[e]ach application shall include all information called for by the particular form on which the application is required to be filed. . . .” Section IV, Question 3 of the Form 303-S license renewal application requires licensees to certify “that the 1 This NAL is issued pursuant to Section 503(b) of the Communications Act of 1934, as amended (the “Act”), and Section 1.80 of the Commission’s Rules (the “Rules”). See 47 U.S.C. § 503(b); 47 C.F.R. § 1.80. The Chief, Video Division, Media Bureau, has delegated authority to issue the NAL under Section 0.283 of the Rules. See 47 C.F.R. § 0.283. 2 47 C.F.R. § 73.3526(e)(11)(iii). 3 47 C.F.R. § 73.3514(a). 4 47 C.F.R. § 1.5(b). 5 47 C.F.R. § 73.3526. Federal Communications Commission DA 14-1376 2 documentation, required by 47 C.F.R. Section 73.3526 . . . has been placed in the station’s public inspection file at the appropriate times.” 4. Section 1.5(a) of the Rules requires that each Licensee furnish the Commission with an address to be used by the Commission in serving documents or directing correspondence to that licensee.6 Section 1.5(b) states that the Licensee is responsible for making any arrangements which may be necessary in his particular circumstances to assure that Commission documents or correspondence delivered to this address will promptly reach him or some person authorized by him to act in his behalf.7 5. On November 23, 2013, the Licensee filed its license renewal application (FCC Form 303-S) for Station KTGF (the “Application”).8 The Licensee failed to report that it did not file its Children’s Television Programming Reports in a timely manner for at least six quarters during its term as licensee. 6. On July 3, 2014, the Video Division issued a Notice of Apparent Liability regarding these apparent violations.9 A copy of the NAL was mailed to the address listed in the Licensee’s renewal application, as required, but was returned undeliverable.10 III. DISCUSSION 7. The Licensee’s failure to file electronically the Station’s Children’s Television Programming Reports for six quarters constitutes an apparent willful and/or repeated violation of Section 73.3526(e)(11)(i). The Licensee’s failure to report these violations in its renewal application constitutes an apparent willful and/or repeated violation of Section 73.3514(a).11 The Licensee’s failure to provide a valid mailing address to the Commission represents a willful and/or repeated violation of Section 1.5 of the Commission’s Rules. 8. This NAL is issued pursuant to Section 503(b)(1)(B) of the Act. Under that provision, any person determined by the Commission to have willfully and/or repeatedly failed to comply with any provision of the Act or any rule, regulation, or order issued by the Commission shall be liable to the United States for a forfeiture penalty.12 Section 312(f)(1) of the Act defines willful as “the conscious and deliberate commission or omission of [any] act, irrespective of any intent to violate” the law.13 The legislative history to Section 312(f)(1) of the Act clarifies that this definition of willful applies to both Sections 312 and 503(b) of the Act,14 and the Commission has so interpreted the term in the Section 503(b) context.15 Section 312(f)(2) of the Act provides that “[t]he term ‘repeated,’ when used with reference to the commission or omission of any act, means the commission or omission of such act more 6 47 C.F.R. § 1.5(a). 7 47 C.F.R. § 1.5(b). 8 File No. BRCDT-20131125AED. 9 KTGF License Corporation, Notice of Apparent Liability, DA 14-954 (Jul. 3, 2014). 10 The Video Division is sending this updated NAL to the main studio address listed in the Station’s online public file to ensure notice of the forfeitures proposed in the July 3, 2014 and the additional forfeiture proposed in this updated NAL. 11 47 C.F.R. § 73.3514(a). 12 47 U.S.C. § 503(b)(1)(B); see also 47 C.F.R. § 1.80(a)(1). 13 47 U.S.C. § 312(f)(1). 14 See H.R. Rep. No. 97-765, 97th Cong. 2d Sess. 51 (1982). 15 See Southern California Broadcasting Co., Memorandum Opinion and Order, 6 FCC Rcd 4387, 4388 (1991). Federal Communications Commission DA 14-1376 3 than once or, if such commission or omission is continuous, for more than one day.”16 9. The Commission’s Forfeiture Policy Statement and Section 1.80(b)(4) of the Rules establish a base forfeiture amount of $3,000 for failure to file a required form or provide required information.17 In determining the appropriate forfeiture amount, we may adjust the base amount upward or downward by considering the factors enumerated in Section 503(b)(2)(D) of the Act, including “the nature, circumstances, extent and gravity of the violation, and, with respect to the violator, the degree of culpability, any history of prior offenses, ability to pay, and such other matters as justice may require.”18 10. In this case, the Licensee failed to file the Children’s Television Programming Reports timely for six quarters, including two quarters in which the reports were filed over a year late, and we conclude that the Licensee is apparently liable for a $6,000 forfeiture for this public file violation. The Licensee further failed to report the violations in its renewal application and we therefore conclude that the Licensee is liable for a $3,000 forfeiture for this violation. The Licensee also failed to provide an accurate mailing address in its license renewal application, and we conclude that the Licensee is liable for a $3,000 forfeiture for this violation. Based on the record before us, we therefore conclude that a total forfeiture in the amount of $12,000 for the Station is appropriate for the Licensee’s apparent willful and/or repeated violations of Sections 73.3526(e)(11)(iii), Section 73.3514(a), and Sections 1.5(a) and (b). IV. ORDERING CLAUSES 11. Accordingly, IT IS ORDERED, pursuant to Section 503(b) of the Communications Act of 1934, as amended, and Section 1.80 of the Commission’s Rules, that KTGF License Corporation is hereby NOTIFIED of its APPARENT LIABILITY FOR FORFEITURE in the amount of Twelve Thousand Dollars ($12,000) for its apparent willful and/or repeated violations of Sections 73.3526 and 73.3514 of the Commission’s Rules. 12. IT IS FURTHER ORDERED, pursuant to Section 1.80 of the Commission’s Rules, that, within thirty (30) days of the release date of this NAL, KTGF License Corporation SHALL PAY the full amount of the proposed forfeiture or SHALL FILE a written statement seeking reduction or cancellation of the proposed forfeiture. 13. Payment of the proposed forfeiture must be made by check or similar instrument, payable to the order of the Federal Communications Commission. The payment must include the NAL/Acct. Nos. and FRN Nos. referenced in the caption above. Payment by check or money order may be mailed to Federal Communications Commission, at P.O. Box 979088, St. Louis, MO 63197-9000. Payment by overnight mail may be sent to U.S. Bank-Government Lockbox #979088, SL-MO-C2-GL, 1005 Convention Plaza, St. Louis, MO 63101. Payment by wire transfer may be made to ABA Number 021030004, receiving bank: TREAS NYC, BNF: FCC/ACV--27000001 and account number as expressed on the remittance instrument. If completing the FCC Form 159, enter the NAL/Account numbers in block number 23A (call sign/other ID), and enter the letters “FORF” in block number 24A (payment type code). Licensee will also send electronic notification on the date said payment is made to Peter.Saharko@fcc.gov. 14. The response, if any, must be mailed to Office of the Secretary, Federal Communications 16 47 U.S.C. § 312(f)(2). 17 See Forfeiture Policy Statement and Amendment of Section 1.80(b) of the Rules to Incorporate the Forfeiture Guidelines, Report and Order, 12 FCC Rcd 17087, 17113-15 (1997) (“Forfeiture Policy Statement”), recon. denied, 15 FCC Rcd 303 (1999); 47 C.F.R. § 1.80(b)(4), note to paragraph (b)(4), Section I. 18 47 U.S.C. § 503(b)(2)(D); see also Forfeiture Policy Statement, 12 FCC Rcd at 17100-01; 47 C.F.R. § 1.80(b)(4) and note to paragraph (b)(4), Section II. Federal Communications Commission DA 14-1376 4 Commission, 445 12th Street, S.W., Washington, D.C. 20554, ATTN: Peter D. Saharko, Attorney Advisor, Video Division, Media Bureau, and MUST INCLUDE the NAL/Acct. Nos. referenced above. If possible, an electronic copy should also be sent via email to peter.saharko@fcc.gov. 15. The Commission will not consider reducing or canceling a forfeiture in response to a claim of inability to pay unless the respondent submits: (1) federal tax returns for the most recent three- year period; (2) financial statements prepared according to generally accepted accounting principles (“GAAP”); or (3) some other reliable and objective documentation that accurately reflects the respondent’s current financial status. Any claim of inability to pay must specifically identify the basis for the claim by reference to the financial documentation submitted. 16. Requests for full payment of the forfeiture proposed in this NAL under the installment plan should be sent to: Associate Managing Director- Financial Operations, 445 12th Street, S.W., Room 1-A625, Washington, D.C. 20554.19 17. IT IS FURTHER ORDERED that copies of this NAL shall be sent, by First Class and Certified Mail, Return Receipt Requested, to main studio address, KTGF License Corporation, 3001 47th Street SW, Great Falls, Montana, 59401. FEDERAL COMMUNICATIONS COMMISSION Barbara A. Kreisman Chief, Video Division Media Bureau 19 See 47 C.F.R. § 1.1914.