10 FCC Red No. 18 Federal Communications Commission Record DA 95-1142 Before the Federal Communications Commission Washington, D.C. 20554 In the Matter of TCI Cablevision of Pinellas County, Inc. United Cable Television of Baltimore Limited Partnership TCI Cablevision of Tulsa, Inc. TCI Cablevision of North Texas, Inc. TCI of Virginia, Inc. TCI Cablevision of Washington, Inc. CUID No. FL0716 (Oldsmar) CUID No. MD0269 (Baltimore) CUID No. OK0061 (Tulsa) CUID No. TX0642 (Alien) CUID Nos. VA0067 (Orange) and VA0284 (Chesapeake) CUID No. WA0166 (Lacey) TCI of Tacoma, Inc. CUID No. WA0187 (Tacoma) Benchmark Filings to Support Cable Programming Service Prices MEMORANDUM OPINION AND ORDER Adopted: May 22,1995; Released: May 25,1995 By the Chief, Cable Services Bureau: 1. Here we consider complaints about the prices that the above-captioned operators (individually "Operator" and, collectively, "Operators") were charging for their cable programming service ("CPS") tiers in the communities designated above. Operators have chosen to attempt to justify their prices through benchmark showings on FCC Form 393. This Order addresses the reasonableness of Op erators' prices only through May 14, 1994. At a later date we will issue a separate order addressing the reasonableness of the prices after that date.1 2. Under the Cable Television Consumer Protection and Competition Act of 1992,2 and our rules implementing it, 47 C.F.R. Part 76, Subpart N, the Commission must review CPS prices upon the filing of a valid complaint. The filing of a valid complaint triggers an obligation on behalf of the cable operator to file a justification of its CPS prices.3 Un der our rules, an operator may attempt to justify its prices through either a benchmark showing or a cost-of-service showing.4 In either case, the operator has the burden of demonstrating that its CPS prices are not unreasonable.5 3. The Commission's original rate regulations took effect on September 1, 1993.6 The Commission subsequently re vised its rate regulations effective May 15, 1994.7 Operators with valid CPS complaints filed against them prior to May 15, 1994 must demonstrate that their CPS prices were in compliance with the Commission's initial rules from the time the complaint was filed through May 14, 1994, and that their prices were in compliance with the revised rules from May 15, 1994 forward.8 Operators attempting to jus tify their prices for the period prior to May 15, 1994 through a benchmark showing must complete and file FCC Form 393.9 Generally, to justify their prices for the period beginning May 15, 1994 through a benchmark showing, operators must use the FCC Form 1200 series. 10 4. The first valid CPS complaints in each of the franchise areas which are the subject of this Order were completed and served on the respective Operators and received by the Commission on the dates set forth on Appendix A. Oper ators filed FCC Form 393s in response; Operators have also filed amended and supplemental Form 393 filings. 11 5. Operators' actual CPS tier prices were above the maxi mum permitted prices that Operators calculated for the CPS tier and, thus, Operators failed to demonstrate that their prices for the CPS tier were not unreasonable. Fur thermore, upon review of Operators' submissions for the franchise areas designated by CUID Nos. MD0269 and OK0061, we have found that the Operators miscalculated their maximum permitted prices, and it is therefore appro priate to make the following adjustments to the Operators' calculations in their Form 393s: 1 The findings in this Order do not In any way prejudge the reasonableness of the prices for CPS service after May 14, 1994 under our new rate regulations. However, to the extent Oper ators have sought to take advantage of the refund deferral period under the Second Order on Reconsideration, Fourth Report and Order, and Fifth Notice of Proposed Rulemaking, MM Docket No. 92-266, FCC 94-38, 9 FCC Red 4119 (1994) ("Second Order on Reconsideration"), the maximum permitted CPS prices determined herein might also apply from May 15, 1994 until the date on which such Operators implemented its CPS prices under the new regulations. See para. 3, infra. Fur ther, to the extent that the prices as of March 31, 1994 are found to be excessive, reductions in prices for the period after May 14, 1994 may be required to reflect the fact that the prices during the earlier period, which are used as the starting point to calculate the prices for the prospective period., were un- ' reasonable. See 47 C.F.R. § 76.922(b)(4)(C). 2 Pub. L. No. 102-385, 106 Stat. 1460 (1992); Communications Act, § 623(c), as amended, 47 U.S.C. § 543(c) (1993). 3 47 C.F.R. § 76.956. 4 47 C.F.R. § 76.956(b). 5 Id. 6 Order in MM Docket No. 92-266, Implementation of Sections of the Cable Television Consumer Protection and Competition Act of 1992: Rate Regulation, FCC 93-372, 58 Fed. Reg. 41042 (Aug. 2, 1993). t 47 C.F.R. § 76.922(b). 8 See Second Order on Reconsideration, 9 FCC Red at 4190, paras. 150-152.5 Id. 10 47 C.F.R. § 76.922(b)(6); see also Second Order on Reconsi deration, 9 FCC Red at 4189 n.195. 11 For example, Operators filed amended FCC Forms 393 in response to a Cable Services Bureau Order citing common 9411 DA 95-1142 Federal Communications Commission Record 10 FCC Red No. 18 a. On its Form 393 filing for CUID No. MD0269, the Operator calculated the Inflation Adjustment Factor as of the end of December 1993. However, the Oper ator cannot permissibly calculate inflation through the end .of December 1993. Based on the service date of the earliest valid complaint, the Operator was required to file a rate justification no later than November 29, 1993.12 If the Operator had filed FCC Form 393 by that date, the instructions to Form 393 would have required it to calculate the inflation ad justment only through October 1993.13 The Operator cannot claim an additional inflation adjustment sim ply because it filed Form 393 late. We therefore must recalculate the Inflation Adjustment Factor on the basis of the most accurate data currently available for the date that the Operator should have filed Form 393.14 On July 29, 1994, the U.S. Department of Commerce released corrected inflation data including Gross National Product Price Index ("GNP-PI") fig ures of 122.3 for the third quarter of 1992 and 125.7 for the third quarter of 1993. Using these GNP-PI figures, we calculate an Inflation Adjustment Factor through October 1993, the base date the Operator should have used in justifying its rate for CUID No. MD0269, of 1.030. b. On its Form 393 filing for CUID No. OK0061, the Operator calculated the Inflation Adjustment Factor as of the end of March 1994. However, the Operator cannot permissibly calculate inflation through the end of March 1994. Based on the service date of the earliest valid complaint, the Operator was required to file a rate justification no later than January 5, 1994. 15 If the Operator had filed FCC Form 393 by that date, the instructions to Form 393 would have required it to calculate the inflation adjustment only through December 1993.16 The Operator cannot claim an additional inflation adjustment simply be cause it filed Form 393 late. We therefore must recal culate the Inflation Adjustment Factor on the basis of the most accurate data currently available for the date that the Operator should have filed Form 393.17 On July 29, 1994, the U.S. Department of Commerce released corrected inflation data including Gross Na tional Product Price Index ("GNP-PI") figures of 122.3 for the third quarter of 1992 and 126.5 for the fourth quarter of 1993. Using these GNP-PI figures, we calculate an Inflation Adjustment Factor through December 1993, the base date the Operator should have used in justifying its rate for CUID No. OK0061, of 1.034. 6. For the remaining franchise areas, we have found no apparent errors in Operators' calculation of their maxi mum permitted rates. However, Operators' actual CPS tier prices were above the maximum permitted prices that Op erators calculated for the CPS tier. Accordingly, Operators have failed to demonstrate that their prices for the CPS tier were not unreasonable, and we therefore must recalculate the Inflation Adjustment Factor in Form 393, Part II, Worksheets 1 and 4, on the basis of the most accurate data currently available for the date for which Operators filed:18 On their amended Form 393s, Operators calculated the Inflation Adjustment Factor as of the end of December 1993 using data released on December 1, 1993. On July 29, 1994, the U.S. Department of Commerce released corrected inflation data including Gross National Product Price Index ("GNP-PI") fig ures of 122.3 for the third quarter of 1992 and 126.5 for the fourth quarter of 1993. Using these GNP-PI figures, we calculate an Inflation Adjustment Factor through December 1993, the base date Operators used in justifying their rates, of 1.034. 7. Upon review of the record herein, and having incor porated the adjustments discussed above, we conclude that Operators have failed to justify the rates they were charging during the periods in question. Operators' showings justify the maximum reasonable CPS tier prices shown on Appen dix B (plus franchise fee) for the period from the filing of the earliest complaint in each franchise area (as set forth in Appendix A) to May 14, 1994.19 8. Accordingly, IT IS ORDERED, pursuant to Section 0.321 of the Commission's rules, 47 C.F.R. § 0.321, that the complaints referred to in Appendix A against the cable programming service prices charged by Operators in the areas referenced in the caption and at Appendix A herein, and all other complaints in these franchise areas related to the same prices, ARE GRANTED TO THE EXTENT IN DICATED HEREIN. 9. IT IS FURTHER ORDERED, pursuant to Section 76.961 of the Commission's rules, 47 C.F.R. § 76.961, that Operators shall refund to subscribers in the communities shown in Appendix B that portion of the amounts paid for cable programming service for the period from the filing of the first valid complaint in each franchise area (as set forth deficiencies observed in benchmark filings generally. Cable Op erators' Rate Justification Filings, 9 FCC Red 7752 (Cab. Serv. Bur. 1994). 12 See 47 C.F.R. § 76.956(a). 13 FCC Form 393, page 11, instructions for Line 124 (Inflation Adjustment Factor is calculated using "the number of whole months from September 30, 1992 to the date you will submit this form"). 14 See 47 C.F.R. § 76.922(b)(9)(iii)(if a cable operator fails to justify its rates, rates must be adjusted in accordance with the most accurate data available at the time of the analysis). 15 See 47 C.F.R. § 76.956(a). 16 FCC Form 393, page 11, instructions for Line 124 (Inflation Adjustment Factor is calculated using "the number of whole months from September 30, 1992 to the date you will submit this form"). 17 See 47 C.F.R. § 76.922(b)(9)(iii)(if a cable operator fails to justify its rates, rates must be adjusted in accordance with the most accurate data available at the time of the analysis).18 Id. 19 This finding is based solely on the representations of Oper ators and the modifications described herein. Should informa tion come to our attention that these representations were materially inaccurate, we reserve the right to take appropriate action. This Order is not to be construed as a finding that we have accepted as correct any specific entry, explanation or ar gument made by any party to this proceeding not specifically addressed herein. 9412 10 FCC Red No. 18 Federal Communications Commission Record DA 95-1142 on Appendix A)20 to May 14, 1994 which exceeded the maximum price for each franchise area set forth in Appen dix B (plus franchise fee) per month, plus interest to the date of the refund. 10. IT IS FURTHER ORDERED that Operators' shall promptly determine the overcharges to their CPS subscrib ers for the stated periods, and shall within 30 days of the release of this Order file a report with the Chief, Cable Services Bureau, stating the cumulative refund amount so determined (including franchise fees and interest), describ ing the calculation thereof, and describing its plan to im plement the refund within 60 days of Commission approval of the plan. 11. IT IS FURTHER ORDERED, pursuani; to Section 76.922(b)(4)(C) of the Commission's rules, 47 C.F.R. § 76.922(b)(4)(Q, that Operators shall, within 30 days of the release of this Order, revise their Form 1200 filings with respect to the communities listed herein, for the period beginning May 15, 1994, to reduce the monthly charge per tier as of March 31, 1994 for Tier 2 (Line A<>b) to equal the maximum price in each franchise area set forth in Appendix B (plus franchise fee).21 12. IT IS FURTHER ORDERED that Operators shall place into effect, within 30 days after their submission of the revised Form 1200 filings required above, prices that reflect the reductions in the CPS rates determined in this Order. FEDERAL COMMUNICATIONS COMMISSION Meredith J. Jones Chief, Cable Services Bureau Appendix A CUID No. FL0716 MD0269 OK0061 TX0642 VA0067 VA0284 WA0166 WA0187 Date First Complaint Filed with FCC 2/28/94 11/17/93 12/10/93 2/28/94 3/25/94 2/28/94 2/28/94 2/28/94 Date Complaint Served 2/28/94 10/28/93 12/6/93 2/28/94 2/25/94 2/28/94 2/26/94 2/28/94 CUID No. FL0716 MD0269 OK0061 TX0642 VA0067 VA0284 WA0166 WA0187 Appendix B Actual Rates $11.98 $11.48 $10.98 $ 8.67 $10.64 $11.34 $10.64 $11.83 Maximum F'ermitted Rates $11.33 $11.39 $10.36 $ 7.59 $10.01 $10.79 $10.41 $11.20 20 Our jurisdiction to order a refund dates from the earliest date a valid complaint is filed with the Commission. 47 C.F.R. § 76.961(b). 21 We reserve the right to make further adjustments to Oper ators' prices for the period after May 14, 1994, upon completion of our review of Operators' Form 1200 filings. 9413