FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23, 2016 The Honorable Ron Wyden United States Senate 221 Dirksen Senate Office Building Washington, D.C. 20510 Dear Senator Wyden: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DO] and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Ron Wyden other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23,2016 The Honorable Elizabeth Warren United States Senate 317 Hart Senate Office Building Washington, D.C. 20510 Dear Senator Warren: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DO] and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Elizabeth Warren other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. ;;;jJy-~ Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23, 2016 The Honorable Tom Udall United States Senate 531 Hart Senate Office Building Washington, D.C. 20510 Dear Senator Udall: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DO] and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Tom Udall other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. :;;~L Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23, 2016 The Honorable Bernard Sanders United States Senate 332 Dirksen Senate Office Building Washington, D.C. 20510 Dear Senator Sanders: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity ofthe Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DO] and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Bernard Sanders other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. . As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. ~k£-L Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23,2016 The Honorable Jeff Merkley United States Senate 313 Hart Senate Office Building Washington, D.C. 20510 Dear Senator Merkley: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DOJ and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Jeff Merkley other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. Tk£[ Tom Wheeler -. -- ~. ---------------------- FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23,2016 The Honorable Edward 1. Markey United States Senate 255 Dirksen Senate Office Building Washington, D.C. 20510 Dear Senator Markey: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" CCSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" Cemphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DO] and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Edward J. Markey other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. ~~L Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23, 2016 The Honorable Patrick J. Leahy United States Senate 437 Russell Senate Office Building Washington, D.C. 20510 Dear Senator Leahy: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DOJ and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Patrick J. Leahy other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. -i2dL Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23,2016 The Honorable Martin Heinrich United States Senate 303 Hart Senate Office Building Washington, D.C. 20510 Dear Senator Heinrich: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DO] and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Martin Heinrich other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. i2k£L Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23,2016 The Honorable Al Franken United States Senate 309 Hart Senate Office Building Washington, D.C. 20510 Dear Senator Franken: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity ofthe Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DO] and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Al Franken other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. ~k£-l Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23,2016 The Honorable Chris Coons United States Senate 127A Russell Senate Office Building Washington, D.C. 20510 Dear Senator Coons: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non- Federal use (i. e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DO] and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Chris Coons other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. ~kiL Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23,2016 The Honorable Sherrod Brown United States Senate 713 Hart Senate Office Building Washington, D.C. 20510 Dear Senator Brown: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies with U.S. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i. e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FB1. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DOJ and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Sherrod Brown other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if I can be of any further assistance. TkiL Tom Wheeler FEDERAL COMMUNICATIONS COMMISSION WASHINGTON OFFICE OF THE CHAIRMAN November 23, 2016 The Honorable Tammy Baldwin United States Senate 717 Hart Senate Office Building Washington, D.C. 20510 Dear Senator Baldwin: Thank you for your letter concerning recent reports about state and local law enforcement's use of "cell site simulators" (CSS), also commonly referred to as "Stingrays." I share your interest in this important topic. The FCC remains committed to protecting the integrity of the Nation's communications and to ensuring that use of equipment by all parties complies withu.s. law and FCC regulations. While the use of CSS devices raises a range of issues, the Commission's responsibilities under the Communications Act are the authorization and operation of radio frequency transmitters and the appropriate use of spectrum for non-Federal use (i.e., commercial, private internal business, personal, and state and local government use). Beginning in 2011, the Commission granted equipment authorizations for CSS devices. All grants of equipment authorization are publicly available on the FCC's website. I have attached copies of the grants of equipment authorization for the devices you identify in your letter. Each of these grants lists the frequency ranges over which the device operates and the device's maximum power levels. The potential operating range of each device depends on factors such as the location of the device, the power level used during actual operation, the local environment, and the type of antenna connected to the device. Equipment authorizations do not address the non-technical aspects of CSS device operation, such as whether law enforcement has appropriate court approval for such operation. Each of our CSS equipment authorizations includes two important conditions. First, "[t]he marketing and sale of these devices shall be limited to federal, state, local public safety and law enforcement officials only." Second, "State and local law enforcement agencies must advance coordinate with the FBI the acquisition and use of the equipment authorized under this authorization" (emphasis added). Thus, our equipment authorization expressly contemplated that use of the equipment by state and local law enforcement would be under the auspices of the FBI. Notably, the implementation of these conditions does not mention nor did we require a non- disclosure agreement between a purchaser and the FBI. The use of CSS devices by federal law-enforcement agencies and by some state law- enforcement agencies is also limited by each agency's guidelines. In 2015, DO] and DHS released guidelines regarding federal agencies' use of CSS devices. In addition, California and Page 2-The Honorable Tammy Baldwin other states are exploring legislative limits on CSS use, and the Maryland Court of Special Appeals has imposed procedural conditions. As you know, regulatory responsibility for the radio spectrum is divided between the FCC and the National Telecommunications and Information Administration (NTIA). NTIA administers spectrum and transmitter authorization for Federal use. Given this divided responsibility, we have engaged in discussions with our federal partners regarding the deployment and use of CSS, through the internal FCC task force on CSS that I established in 2014. That engagement is continuing. As we go forward, I would be happy to make appropriate FCC staff available to you and your staff for additional discussions regarding our ongoing work on these important issues. I appreciate your interest in this matter. Please let me know if! can be of any further assistance. -ilk£-L Tom Wheeler